CFR 17-23.704-2013
商品和证券交易所. 第23部分:互换交易者和主要互换参与者. 第23.704节:对非隔离保证金的要求.

Commodity and Securities Exchanges. Part23:Swap dealers and major swap participants. Section23.704:Requirements for nonsegregated margin.


 

 

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标准号
CFR 17-23.704-2013
发布日期
2013年11月06日
实施日期
2013年11月06日
废止日期
发布单位
US-CFR-file
适用范围
(a) The chief compliance officer of each swap dealer or major swap participant shall report to each counterparty that does not choose to require segregation of Initial Margin pursuant to § 23.701(a), no later than the fifteenth business day of each calendar quarter, on whether or not the back office procedures of the swap dealer or major swap participant relating to margin and collateral requirements were, at any point during the previous calendar quarter, not in compliance with the agreement of the counterparties.




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