Commodity and securities exchanges. Part242:Regulations m, sho, ats, ac, and nms and customer margin requirements for security futures. Section242.104:Stabilizing and other activities in connection with an offering.
(a) Unlawful activity. It shall be unlawfulfor any person, directly or indirectly, to stabilize, to effect any syndicate covering transaction, or to impose a penalty bid, in connection with an offering of any security, in contravention of the provisions o